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PRIVACY POLICY

January 1, 2008

Your privacy is important to us, and maintaining your trust and confidence is one of our highest priorities.  We respect your right to keep your personal information confidential and understand your desire to avoid unwanted solicitations.  We are required by law to disclose our Privacy Policy to you.  We hope that by taking a few moments to read it, you will have a better understanding of what we do with the information you provide us and how we keep it private and secure.

The Information We Collect and Maintain

The types of information we collect (by mail, telephone, or over the Internet) and maintain about you so that we can provide investment management and/or financial planning services to you include:

  • Information we receive from you to open an account or provide investment advice to you (such as your home address, telephone number, Social Security or taxpayer identification number and financial information);
  • Information that we generate to service your account (such as trade tickets and account statements); or
  • Information that we may receive from third parties with respect to your account (such as trade confirmations from brokerage firms).

The Disclosure of Information

We will not disclose any nonpublic personal information about you or your account(s) to anyone unless one of the following conditions is met:

  • Weston receives your prior written consent;
  • Weston believes the recipient is your authorized representative;
  • Weston discloses your nonpublic personal information as necessary to effect or process a transaction in your account, or to maintain or service your account(s);
  • Weston is required by law to disclose information to the recipient.

The Protection of Information

We restrict access to non-public personal information about you to employees and service providers.  Weston employees are subject to a strict employment policy regarding confidentiality.

All other persons are restricted from accessing that information.  We maintain physical, electronic and procedural safeguards that comply with federal standards to guard your nonpublic personal information including measures to protect against unauthorized access to or use of that information in connection with its disposal.

We respect and value that you have entrusted us with your private financial information, and we will work diligently to maintain that trust.  Weston is committed to preserving that trust by respecting the privacy of all our clients to the best of our ability.  We will not disclose your nonpublic personal information to anyone unless it is required by law, at your direction or consent, or is necessary to provide you with our services.  We have not and will not sell your personal information to anyone, even if our formal client relationship ends.

Additional Questions

Our relationship with you is one of our most vital assets. For additional questions concerning this policy, please contact us by e-mail at newcenturyportfolios@westonfinancial.net,or  westonfinancial@westonfinancial.net or call us at 1-888-639-0102.

This privacy policy applies to the following entities:  Weston Financial Group, Inc., a registered investment adviser, Weston Securities Corporation, a wholly-owned broker/dealer subsidiary, and New Century Portfolios, a registered investment company.


Copyright 2000 - 2008 by Weston Securities Corporation. All rights reserved.
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